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Financial Services Webinars

November 5, 2015

Social Engineering: The Hacking of the Mind…Are you Protected?
A. Anatomy of a Social Engineering Attack
B. Different forms of Social Engineering losses
C. How does a Cyber Policy respond? A D&O Policy? Other Policies?
E. Coverage Available in the Crime Market
F. Basic loss Control Methods to prevent losses
G. Basic Cover differences between Financial Institutions Bond and Crime Policy
H. Why the computer Fraud Agreement does not Cover Social Engineering
(Listen to the audio file)
(See Handout)

April 15, 2015

Cyber Readiness for Financial Institutions: Are You Prepared for Your Eventual Cyber Breach?
A. What are the latest models, theories and concepts used to measure and manage cyber risk?
B. How do we account for “shadow cyber risk” like exposures from third parties, unauthorized systems, and weak reporting?
C. What are the best practices when dealing with a breach?
D. Working with law enforcement

(Listen to the audio file)

October 7, 2014

SEC Enforcement Actions: Are You Prepared for the Inevitable?
A. General Background: The SEC and the Enforcement Division
B. The Investigative Process
C. Hot Enforcement Topics
D. Managing an SEC Investigation
E. Enforcement Actions
F. Strategic Enforcement Actions

(Listen to the audio file)

July 17, 2014

Cyber Liability Security for Asset Managers
A. SEC Cyber Liability Preparedness for Asset Managers
B. Technical and Administrative Safeguards
C. Cyber Insurance

(Listen to the audio file)

June 18, 2014

SEC Investigation Response for Asset Managers: How to Prepare and Mistakes to Avoid
A. Key Areas of SEC Scrutiny
B. SEC Enforcement Actions
C. Insurance Implications: SEC Policy on Admissions
D. Fund Manager Coverage Issues
(View PowerPoint file)

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